Recently I have received many
requests for advice from individuals
at or near the start of their
legal careers who believe that
being an appellate lawyer would
be much more enjoyable and rewarding
than what they are currently
doing, which usually involves
the practice of general commercial
litigation.
I can certainly sympathize with
these advice-seekers, because
reviewing box after box of a
document production, preparing
mind-numbing answers and objections
to written discovery, or rushing
off to court, after staying
up working through the preceding
night, to seek or defend against
an emergency injunction does
not tend to be a recipe for
job satisfaction for newly-minted
lawyers.
Individuals who have achieved
some modicum of success as appellate
lawyers undoubtedly have widely
varied accounts of how they
achieved that status. Because
there is not simply one single
path to success as an appellate
lawyer, the best I can do is
to describe the path that I
took and the recommendations
I have to offer based on my
experiences.
First and foremost, someone
interested in being an appellate
lawyer should seek out and accept
an appellate judicial clerkship.
As an appellate law clerk, you
will not only greatly improve
your writing and reasoning skills,
but you will also observe first-hand
what types of arguments tend
to persuade a neutral decision-maker.
Undoubtedly you will also realize
that your own work will surpass
in quality the vast majority
of the briefs that are filed
with the court on which you
are clerking. Most important,
though, is to learn from the
best of the appellate briefs
and oral arguments in order
to better your own skills as
a lawyer.
After my judicial clerkship
concluded in 1991, I went to
work for a law firm in Philadelphia
that had a burgeoning commercial
litigation practice but no established
appellate litigation specialty.
As it turned out, I was the
only new associate who had clerked
on the U.S. Court of Appeals
for the Third Circuit to have
joined the firm in recent years.
Fortunately for me, after I
had been at the firm for a year,
briefing began on a Third Circuit
appeal in which one of the firm's
clients had won a $54 million
verdict in a business tort case.
The partner who tried the case
had assembled a very small team
of lawyers consisting of himself
and two experienced litigation
associates who were quite talented
at trial work. The case was
of great interest to the entire
law firm, however, because the
firm had a partial contingent
fee interest in the case that,
if recovered on, would double
each partner's annual compensation.
Although the two associates
on the case were both talented
trial lawyers, they were not
experienced appellate litigators.
The first draft of the Brief
for Appellee, which one of those
two associates put together,
consisted largely of merging
various trial court briefs.
Because that first draft was
twenty-five pages over the then-applicable
page limit, it was clear to
all that much hard work remained
to be done.
I seriously doubted that any
amount of tinkering with the
draft would cause me to be entirely
happy with it, and therefore
I asked the partner in charge
of the case whether he would
authorize me to begin drafting
an entirely separate version
of the brief from scratch. I
explained that if my brief turned
out worse than the existing
draft, at least the existing
version would remain available.
That partner agreed with my
suggested approach.
When my version of the brief
was completed, the partner in
charge of the case found it
to be superb. Even the associate
who had tried to merge the various
trial court briefs into an appellate
brief admitted that the brief
that I wrote was the one that
should be filed. Thereafter,
my brief was filed, and later
the Third Circuit unanimously
affirmed by a judgment order,
without opinion, the $54 million
judgment in our client's favor.
And the partners at my law firm
received quite a large payday
sometime soon thereafter.
Due to that result and the publicity
my involvement received within
the law firm, all of that law
firm's partners began to realize
that it might be a good idea
to get me involved in handling
appeals for their clients. That
realization translated into
plenty of appellate brief-writing
and the occasional appellate
oral argument. Also around that
time, I accepted a request from
the Third Circuit judge for
whom I had clerked to volunteer
to accept pro bono appointments
from the Third Circuit. Those
pro bono appointments, which
I continue to accept to this
day, provided many more appellate
brief-writing and oral argument
opportunities.
In 1994, one of the law firm's
major clients, a company facing
staggering asbestos-related
liability that had placed it
into bankruptcy, learned that
the U.S. Supreme Court had granted
certiorari to determine whether
the bankruptcy court had authority
to prohibit personal injury
plaintiffs from executing on
supersedeas bonds worth approximately
$70 million that had been posted
in various federal courts across
the nation. Although a Tampa,
Florida-based law firm had written
the cert. petition, I was asked
to be the principal author of
the U.S. Supreme Court merits
briefs.
After spending what seemed like
a lifetime in Tampa, Florida
during the summer months, the
brief-writing was complete.
The case was argued in Washington,
DC in December of 1994, and
in April 1995 the Supreme Court
ruled 7-2 in favor of my client.
The majority opinion drew heavily
from the briefs I had written.
Thereafter, I remained actively
involved in that bankruptcy
case, as other related issues
continued to arise on appeal
to the U.S. Court of Appeals
for the Eleventh Circuit. And
thanks to a pro bono bankruptcy
case, I have since 1995 sat
at counsel table in the U.S.
Supreme Court one more time.
Meanwhile, back at the law firm,
appeals continued to be routed
to me internally, and externally
my increasing visibility began
to attract some appellate work
from outside. I began to become
more involved in the Appellate
Courts Committee of the Philadelphia
Bar Association, and before
long I was named one of its
two co-chairs. Also, in December
2000, I was fortunate to become
the author of this monthly column
concerning appellate litigation
published here in The Legal
Intelligencer. As a result
of that increased visibility
among other lawyers in town,
additional appellate work from
outside of the firm continued
to come my way.
What are clients and lawyers
in search of appellate assistance
from elsewhere looking for?
First, they are looking for
appellate advocates who are
experienced, respected, and
known to the court in which
the appeal is pending. Second,
I always give potential new
appellate clients examples of
my recently-filed appellate
briefs, so that they can judge
for themselves whether I am
capable of producing a high
quality product. And third,
these clients and referring
lawyers are looking for an attorney
who will be easy to work with.
Litigators can, as a group,
be difficult to love, but to
succeed as an appellate lawyer
you must be a team player.
More recently, I spent the past
three years heading the appellate
section of a much larger law
firm based in Pittsburgh. And
for much of that time, I was
operating my very popular appellate
Web log, "How Appealing," which
has brought me to the attention
of many potential referral sources
of appellate work from across
the nation. Finally, this month
I left big firm life and opened
my own Pennsylvania-based appellate
boutique, where I am already
on pace to be happier than ever,
and make more money than ever,
while working fewer hours than
at a mega-sized law firm conglomerate.
Shhh, don't tell anyone that's
possible!
In many ways, my career as an
appellate lawyer traces directly
back to a $13 million fee that
the first law firm I worked
at recovered thanks, in part,
to the appellate briefs that
I wrote. Many years later, I
have the satisfaction of knowing
that I have written scores of
appellate briefs that have impressed
many of the most difficult judges
of appellate work: appellate
courts, co-counsel, and clients.
The trouble with appellate litigation
is that there are many more
people who would like to be
focusing their practice in this
area than there are lawyers
who are truly talented at performing
the work. But if you are especially
good at it, you can succeed,
even at a large law firm that
has never considered allowing
its lawyers to focus their practice
on handling appeals.
Each day, more and more lawyers
and clients are recognizing
the many advantages of having
an experienced and capable appellate
lawyer involved when a case
is heading to or has arrived
at the appellate level. And
the price of hiring an appellate
attorney is not prohibitive
and tends to be quite cost-effective.
Of course, nothing is more expensive
than failing to preserve on
appeal an excellent result or
failing to overturn on appeal
an especially harmful decision
simply to save the cost of hiring
a talented and experienced appellate
lawyer.
So, young lawyers, if you are
a top-notch writer and a clear
thinker, you too could with
the proper combination of good
luck and hard work become a
successful appellate litigator.
But if you fail, rest assured
that there will be plenty of
boxes of documents to review
and objectionable written discovery
requests awaiting responses.
This article
is reprinted with permission
from the February 9, 2004, issue
of The Legal Intelligencer �
2004 NLP IP Company.
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