During my more
than ten years as an appellate
lawyer in private practice and
two years as a federal appellate
law clerk, I have read hundreds
of appellate briefs that others
have written. One cannot read
so many appellate briefs, drafted
by so many different lawyers,
without concluding that the
average quality of appellate
brief writing in the United
States is far too low.
When I began clerking for a
judge on the U.S. Court of Appeals
for the Third Circuit in August
1989, I had hoped for a steady
diet of appellate briefs exemplifying
excellence in written appellate
advocacy. That hope, however,
was quickly dashed.
Most of the appellate briefs
that I encountered during my
clerkship were unnecessarily
difficult to understand, unpersuasive
and full of careless spelling,
grammar or citation errors.
And by citation errors, I don't
mean that the lawyer has failed
to master the Bluebook. Rather,
a brief would state that the
key controlling precedent could
be found on page X of volume
Z of the Federal Reporter, but
the decision wasn't there or,
even worse, was there but had
been overruled long ago.
Appellate judges agree that
the parties' briefs play the
most significant role in determining
an appeal's outcome. True, appellate
judging involves more than deciding
which party has the higher quality
appellate brief and ruling in
its favor. The facts and the
law may require a ruling for
the party whose appellate brief
is incomprehensible, illegible
or chock-full of errors. In
such a case, that party should
be the winner. The outcome of
many other appeals is less clear-cut,
however, and in those cases
the winning party usually is
the one whose appellate brief
was easier to understand, better
reasoned and more persuasive.
The suggestions that follow
will give you a much better
chance of winning those many
appeals in which the quality
of your appellate brief will
influence, and perhaps determine,
the outcome of the case.
Have a good writer and
clear thinker write your appellate
brief: Law school,
whatever its virtues, does not
teach lawyers to write well.
Some lawyers write well; others
do not. All too often, it is
the lawyers who do not write
well who are responsible for
drafting a party's appellate
brief.
All law firms, big or small,
should have at least one lawyer
(and hopefully many more) who
is both a very good writer and
a very clear thinker. This is
the person who should write
your appellate brief. Instead,
the lawyers who handled a case
in the trial court usually write
the brief when the case goes
on appeal. Some of these lawyers
may be good writers, and some
may be savvy appellate strategists,
but most are not. As a result,
many highly regarded law firms
submit appellate briefs of widely
varying quality.
With enough time and effort,
can someone who is a bad writer
significantly improve? I remain
ever optimistic, although I
believe that being a top-notch
writer, like being a skilled
artist, requires innate talent
that only some have. Two books
that can help lawyers at any
level of expertise write better
are "Plain English for Lawyers,"
by Richard C. Wydick, and "The
Practical Stylist," by Sheridan
Baker.
Another way to become a better
appellate writer is to read
decisions written by appellate
judges who are excellent writers
and thinkers. I try to read
all U.S. Supreme Court decisions
as they issue and all decisions
published by Seventh Circuit
Judges Richard A. Posner, Frank
H. Easterbrook and Terence T.
Evans. Also, by observing how
appellate judges who disagree
over the outcome of a case argue
with one another in their opinions,
appellate advocates can see
a variety of effective styles
of written advocacy.
Keep your appellate
brief straightforward, short
and easy to understand:
An appellate brief should be
written in plain language, employing
a tone that is confident yet
understated. I aim to write
appellate briefs so that someone
who knows nothing about the
facts, procedural circumstances
or governing law can understand
what is at stake and be convinced
that my clients deserve to win.
A style that avoids legalese,
over-aggressiveness and exaggeration,
while employing more subtle
forms of persuasion, will cause
the reader to have confidence
that your arguments lead to
a sound result. You should also
strive to keep your appellate
brief as short as possible,
omitting facts, procedural developments
and legal arguments that are
irrelevant to the issues on
appeal.
Why not use all 50 pages or
14,000 words, or write a brief
that can only be understood
by someone who has lived with
the case since it was filed
or who already has the most
sophisticated understanding
of the governing law? The answers
are simple.
Appellate judges are incredibly
overworked. They are forced
to read approximately one thousand
pages of text to prepare for
a single day of oral argument.
If your brief is unnecessarily
long and complicated, it may
not get read completely, it
may not get read carefully,
or, worst of all, it may not
be understood. Moreover, most
appellate judges are generalists,
not specialists. They do not
have an expert's understanding
of every substantive area of
the law. Nor, of course, do
appellate law clerks, who usually
arrive at that job fresh from
law school.
Even the most complex factual
and legal concepts can be made
easy to understand if presented
properly to the reader. My advice
is not to avoid complexity;
instead, make complicated concepts
understandable to someone who
may be confronting the matter
for the first time.
Before I file an appellate brief
that I have drafted, I ask another
lawyer in my office who has
had no prior involvement in
the case to read it over and
let me know whether he finds
it understandable and persuasive.
Unless someone who knows nothing
about your case can understand
and be persuaded by your appellate
brief, the document is worthless.
Read high quality appellate
briefs written by others:
When my clerkship concluded,
I left with a handful of the
best appellate briefs that I
encountered there. These examples
of excellence in written appellate
advocacy provided a benchmark
for my own work. Today, thanks
to the Internet, you don't need
an appellate clerkship to access
top-notch appellate briefs.
The Office of the Solicitor
General of the United States,
which serves as the federal
government's lawyer in the U.S.
Supreme Court, produces appellate
briefs that are consistently
excellent in quality. The Solicitor
General has a Web site where
that office's latest Supreme
Court briefs and petitions can
be accessed.
One aspect of written appellate
advocacy that far too many lawyers
ignore is the persuasive framing
of the issue. An issue should
be stated with sufficient detail
for the appellate court to understand
how the question should be resolved.
"Whether the district court's
grant of summary judgment should
be reversed?" fails to suggest
an answer. A more effective
statement of that issue would
be: "To prevail on a claim for
negligence, a plaintiff must
prove damages flowing from the
alleged breach of duty. Given
plaintiff's concession that
the alleged breach of duty caused
no damages, did the trial court
properly enter summary judgment
for the defendant?"
Learning from some of the best
available appellate briefs has
helped me become a better appellate
lawyer, and it will do the same
for you.
Enable the appellate
court to rely with confidence
on every citation in your brief:
Before filing an appellate brief,
I re-check all cited authorities
to ensure that they remain good
law. Equally as important, every
citation in the brief must be
checked to make sure that the
passage being quoted or cited
can be found where indicated.
Whether the appeal involves
a multi-million dollar dispute
or a pro-bono client, I will
not submit an appellate brief
that has not been thoroughly
checked and re-checked for accuracy
of its citations to the law
and to the record.
During my appellate clerkship,
we occasionally received appellate
briefs that were missing a page
or two of text because of photocopying
errors. This type of carelessness
sends entirely the wrong message,
and the court may not be in
a forgiving mood when it encounters
your error in production.
An appellate brief must provide
the court with a roadmap for
ruling in your client's favor.
Citation and production errors
defeat that goal and must be
avoided.
Make your brief visually
appealing: Once you
have an appellate brief that
is well-written, thoroughly
researched, persuasive and easy
to understand, you can focus
on making the document look
good.
On its Web site, the Seventh
Circuit has posted "Requirements
and Suggestions for Typography
in Briefs and Other Papers."
In its suggestions, the court
strongly recommends that lawyers
avoid submitting briefs printed
in Courier or Times New Roman
fonts, the very fonts that the
vast majority of lawyers now
use.
Instead, according to the Seventh
Circuit, lawyers should submit
briefs printed in Book Antiqua,
Century Schoolbook or other
fonts that are far more legible
and distinctive than Courier
or Times. Century Schoolbook
is the font that the U.S. Supreme
Court and the Solicitor General
use. My most recent Third Circuit
brief, filed February 6, 2002
in a pro bono appeal on behalf
of an INS detainee who fled
the West African nation of Burkina
Faso to escape persecution and
torture, was printed in Century
Schoolbook font.
If you wish to submit appellate
briefs that are not just solid
in content but also look good,
you should consult the Seventh
Circuit's typography suggestions.
In conclusion:
A California state appellate
court recently issued an opinion
that emphasized the importance
of high-quality appellate brief
writing:
"The appellate practitioner
who takes trial level points
and authorities and, without
reconsideration or additional
research, merely shovels them
into an appellate brief, is
producing a substandard product.
Rather than being a rehash
of trial level points and
authorities, the appellate
brief offers counsel probably
their best opportunity to
craft work of original, professional,
and, on occasion, literary
value." In re Marriage
of Shaban, 105 Cal. Rptr.
2d 863 (Ct. App. 4th Dist.
2001).
My suggestions
for improving the quality of
appellate briefs are certainly
easier to offer than to implement,
but you will find following
them to be well worth the effort.
Meanwhile, those who are content
not to master the skill of written
appellate advocacy should remember
that outside help is available.
This
article is reprinted with permission
from the February 11, 2002 issue
of The Legal Intelligencer �
2002 NLP IP Company.
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