Between
January 1981 and December 2000,
there were no recess appointments
made to Article III federal
courts. In December 2000, however,
President Clinton used a recess
appointment to put Roger L.
Gregory onto the U.S. Court
of Appeals for the Fourth Circuit.
Judge Gregory became the first
African-American to serve on
that federal appellate court,
which is based in Richmond,
Virginia and has within its
jurisdiction the states of Maryland,
North Carolina, South Carolina,
Virginia, and West Virginia.
President George W. Bush included
Judge Gregory among the first
group of the current Administration's
nominees for the U.S. Courts
of Appeals. Not long thereafter,
Judge Gregory was confirmed
by an overwhelming majority
of the U.S. Senate to a lifetime
post on the Fourth Circuit.
More recently, President George
W. Bush has made two recess
appointments of his own to the
U.S. Courts of Appeals. On January
16, 2004, President Bush used
a recess appointment to place
U.S. District Judge Charles
W. Pickering, Sr. onto the U.S.
Court of Appeals for the Fifth
Circuit. And on February 20,
2004, President Bush used a
recess appointment to place
Alabama Attorney General William
H. Pryor, Jr. onto the U.S.
Court of Appeals for the Eleventh
Circuit.
Article III of the United States
Constitution provides that federal
judges whom the President nominates
and the U.S. Senate confirms
are entitled to life tenure
during good behavior and a salary
that is not subject to being
diminished. The presidential
recess appointment power, found
in Article II, Section 2 of
the U.S. Constitution, provides
that "The President shall have
power to fill up all vacancies
that may happen during the recess
of the Senate, by granting commissions
which shall expire at the end
of their next session." Thus,
judicial recess appointees do
not enjoy lifetime tenure or
a salary that is not subject
to diminishment. Indeed, the
federal statute found at 5 U.S.C.
� 5503 prevents recess appointees
under certain circumstances
from receiving any salary whatsoever.
There is some disagreement over
whether the President lawfully
may use the recess appointment
power to place individuals onto
Article III courts. In a column
published in this space in March
2001, I argued that judicial
recess appointments are unconstitutional,
notwithstanding the established
historical pedigree that recess
appointments to the federal
judiciary enjoy.
Although the only two federal
appellate courts to have considered
the constitutionality of judicial
recess appointments have found
them to be constitutional, no
federal court has addressed
that question since the mid-1980s.
And one of those two courts,
the U.S. Court of Appeals for
the Ninth Circuit, originally
found judicial recess appointments
unconstitutional in a ruling
by a unanimous three-judge panel.
That decision later went en
banc, and an eleven-judge en
banc Ninth Circuit panel upheld
the constitutionality of judicial
recess appointments by a vote
of 7-4.
Unlike Judge Gregory, whom the
U.S. Senate confirmed by a vote
of 93-1, Judges Pickering and
Pryor are not assured Senate
confirmation. In fact, both
nominees have been the subject
of filibusters in the Senate,
and it is far from clear that
the upcoming elections will
result in the reelection of
President Bush along with a
filibuster-proof Republican
majority in the Senate.
The Supreme Court of the United
States, in June 2003, issued
a decision that suggests the
Court may be willing finally
to resolve the constitutionality
of recess appointments to the
Article III federal judiciary.
In Nguyen v. United
States, a criminal defendant
objected to the lawfulness of
the Ninth Circuit's affirmance
of his criminal conviction because
the three-judge Ninth Circuit
panel that decided his appeal
included the chief judge of
the District Court for the Northern
Mariana Islands. Judges serving
on that territorial court are
Article IV judges who serve
only a ten-year term.
The opposing parties before
the Supreme Court agreed that
the Ninth Circuit had erred
in allowing an Article IV judge
to hear and decide cases sitting
by designation with the Ninth
Circuit, and by a vote of 5-4
the Supreme Court held that
the panel's unlawful composition
required that the Ninth Circuit's
unanimous affirmance be vacated
and the case remanded for consideration
before a properly constituted
three-judge Ninth Circuit panel.
Because recess appointees to
the federal judiciary lack life
tenure, it seems clear that
they do not satisfy the U.S.
Constitution's definition of
Article III judges. Whether
the U.S. Supreme Court would
nevertheless allow recess appointees
to exercise the Article III
federal judicial power remains
to be seen, but the Supreme
Court's recent decision in Nguyen
suggests that the Court may
be willing to resolve the question
soon.
And now for some federal judicial
recess appointment trivia. Congress
created the current U.S. Courts
of Appeals in 1891, and since
that date there has been only
one recess appointee to a U.S.
Court of Appeals who failed
to receive U.S. Senate confirmation.
He was Wallace McCamant, who
served on the U.S. Court of
Appeals for the Ninth Circuit
from May 25, 1925 through May
2, 1926 following a recess appointment
from President Calvin Coolidge.
Thus, if Judges Pickering and
Pryor fail to achieve confirmation
to a lifetime post on their
respective U.S. Courts of Appeals,
they will join the "Wallace
McCamant club."
On the other hand, if Judges
Pickering and Pryor fail to
receive Senate confirmation
before their recess appointments
expire, they could still continue
to serve as federal appellate
judges if the White House uses
successive recess appointments
to return them to their respective
courts. The Federalist Society
recently published a paper titled
"Judicial Recess Appointments:
A Survey of the Arguments."
That paper contains a chart
listing all recess appointees
to the Article III federal courts.
Looking back in history, at
least three federal district
judges -- William J. Tilson
of the U.S. District Court for
the Middle District of Georgia;
Milton D. Purdy of the U.S.
District Court for the District
of Minnesota; and Oscar R. Hundley
of the U.S. District Court for
the Northern District of Alabama
-- received back-to-back recess
appointments before leaving
the federal judiciary. Presumably
President Bush could keep Judges
Pickering and Pryor on the bench
for several more years through
successive recess appointments
assuming the President's reelection
this fall.
Of course, the possibility of
successive recess appointments
to the federal judiciary highlights
one of the main reasons why
the practice is objectionable.
Unlike life-tenured Article
III judges who are insulated
from political pressure, recess
appointees who desire life tenure
need to stay in the good graces
of the U.S. Senate, and recess
appointees who desire a successive
recess appointment need to stay
in the good graces of the White
House.
For these reasons, I hope that
the question whether recess
appointments to Article III
federal courts are constitutional
will soon come before the U.S.
Supreme Court, and that the
Court will agree to resolve
the question on the merits.
Until then, we shall see whether
the Wallace McCamant club gains
any new members, and whether
the White House will choose
to give successive recess appointments
to any of its judicial recess
appointees.
This article
is reprinted with permission
from the March 8, 2004, issue
of The Legal Intelligencer �
2004 NLP IP Company.