At the risk of losing my invitation
to attend the next gathering
of Pennsylvania-based appellate
litigation enthusiasts, I have
come to the controversial conclusion
that the Superior Court of Pennsylvania
should stop leaving it up to
lawyers to decide which appeals
are deserving of oral argument.
As a lawyer whose practice focuses
on appellate litigation, I enjoy
participating in appellate oral
arguments as much as anyone.
Indeed, I have been saddened
when an appellate court has
selected for submission on the
briefs appeals on which have
I worked. But when it comes
to appellate oral argument,
there definitely can be too
much of a good thing. All appeals
do not deserve oral argument.
And by allowing all appeals
to be orally argued, the court
wastes the time of its judges
and the lawyers who practice
before it and the money of litigants
whose cases do not deserve argument.
To understand why the Superior
Court of Pennsylvania should
alter the method it uses to
determine whether appeals will
be orally argued, it is useful
to compare its procedures with
the procedures used by the U.S.
Court of Appeals for the Third
Circuit, the federal appellate
court whose territorial jurisdiction
includes Pennsylvania.
Appeals to the Third Circuit
are decided on the merits by
three-judge panels, and an appeal
in which any one of the three
judges on a merits panel desires
oral argument will be argued.
In other words, an appeal will
not be submitted on the briefs,
without oral argument, unless
the three-judge panel unanimously
concludes that oral argument
would not be beneficial.
Here is how the Third Circuit
goes about deciding whether
an appeal will be argued. Far
in advance of an oral argument
sitting, each Third Circuit
judge on a three-judge panel
will be assigned principal responsibility
for conducting a prompt review
of one-third of the cases assigned
to the panel. The main purpose
of that prompt review is to
identify cases that should be
orally argued. After each judge
reports to the others which
cases have or have not been
selected for oral argument as
a result of that early review,
each judge will then next read
the briefs in the cases that
his or her colleagues have not
selected for oral argument to
see if they disagree with the
decision not to request oral
argument.
It only takes one judge to set
a case for oral argument, and
it is common for cases that
the first judge did not select
to be chosen for oral argument
by one of the other two judges.
Only after all three judges
have read the briefs in a case
and individually concluded not
to request oral argument will
the decision to submit an appeal
on the briefs without oral argument
be made.
In practice, the Third Circuit's
approach results in the selection
of the more legally challenging,
important, and complex cases
for oral argument. Cases that
are governed by existing law
or otherwise easily resolved
are typically submitted for
a decision on the briefs, without
oral argument. But, it is important
to remember, each Third Circuit
judge has his or her own view
of when a case should be orally
argued. As a result, some panels
hear oral argument in a much
higher percentage of cases than
other panels.
By contrast, in the Superior
Court of Pennsylvania, the decision
whether an appeal will be orally
argued is generally left up
to the lawyers for the parties.
In every category of case but
one (habeas corpus appeals),
the attorney for the party that
has appealed is given the ability
to set an appeal for oral argument
and determine whether the appeal
should be argued for five minutes
per side (placing it on what
is known as the "expedited list")
or for fifteen minutes per side
(placing it on the "regular
list").
Many lawyers are probably unaware
that experienced appellate judges
consistently report that oral
argument affects the outcome
of an appeal in only a small
minority of cases. And lawyers
are not well equipped to determine
whether their appeal is one
in which oral argument would
make a difference. For example,
how is a lawyer to know if the
Pennsylvania Superior Court
judges assigned to decide an
appeal have questions based
on the briefing that would cause
oral argument to be beneficial
to a client's position? If that
lawyer were to choose to have
the appeal decided without oral
argument, he or she would not
be able to gain the benefit
that oral argument would have
provided and perhaps would be
sending a signal to the appellate
judges that the client does
not care deeply about the outcome
on appeal.
For all of these reasons, when
the decision whether to orally
argue an appeal is left up to
the lawyers, an extraordinarily
high percentage of appeals end
up being orally argued. I have
argued various appeals before
the Superior Court of Pennsylvania
in recent months, and each day
between twenty and thirty cases
were on that day's oral argument
list before a single three-judge
panel. Typically each panel
will sit for oral argument for
three consecutive days, during
which between sixty and ninety
cases may be argued.
To entice lawyers to choose
the expedited list with five
minutes of oral argument per
side, the Superior Court allows
the cases on that list to be
argued first, before the cases
on the regular list to which
fifteen minutes per side will
be allotted. A five minute oral
argument does not provide the
judges with much opportunity
to ask questions, and as a result
the expedited list cases tend
to be ones in which the judges
listen to the lawyers instead
of participating actively through
questioning. Sometimes it can
take a three-judge panel two
hours to get through argument
of the cases on the expedited
list.
At that point, the lunch hour
is approaching, and the judges
have been lulled into non-participatory
mode just as the more complicated
cases on the regular list begin
to be argued. Indeed, in my
most recent appearance before
the Superior Court last month,
my case was not called for argument
until after 2 p.m., although
I and all other lawyers were
ordered to appear in court no
later than that day's start
time of 9:30 a.m. And a half-dozen
cases remained to be argued
after mine.
The current approach to oral
argument in the Superior Court
of Pennsylvania causes the judges
to become exhausted and dispirited
due to the inordinate waste
of time that so many of the
oral arguments turn out to be,
lawyers have their time wasted
as cases that should not be
argued postpone the presentation
of the more deserving cases,
and clients are deprived of
their hard-earned money having
to pay their lawyers to prepare
for oral argument and then sit
through court (and sometimes
to travel a distance to get
there) awaiting the oral argument
of a case that the court may
have no interest hearing argued.
In particular, the time of Pennsylvania
Superior Court judges is a precious
commodity. That is a notoriously
overworked court with a staggeringly
large caseload. The hours Superior
Court judges spend hearing oral
argument of cases in which the
judges do not believe oral argument
would be beneficial is time
that the judges cannot spend
writing opinions and focusing
on difficult appeals that demand
greater attention.
Fortunately, it is not difficult
to fix what is broken with the
Pennsylvania Superior Court's
current method of selecting
which appeals will be orally
argued. The Superior Court's
judges should simply begin deciding
for themselves, using the approach
employed in the Third Circuit,
which cases deserve oral argument.
The Superior Court can continue
to seek input from the lawyers
-- either before or after arriving
at a tentative decision whether
to allow oral argument -- regarding
their preference for or against
oral argument, but the lawyers
should be required to provide
reasons, if they are requesting
oral argument, why they believe
it is merited.
The system that I favor, where
any single judge on a three-judge
Pennsylvania Superior Court
oral argument panel can select
a case for oral argument, would
enable that court to avoid having
oral argument in appeals that
clearly did not deserve it.
And if it turns out that in
a given sitting all cases deserve
to be argued, all cases could
be argued. The odds of a sitting
in which all appeals merited
oral argument, however, would
be quite low based on my experiences.
It does not require more work
for appellate judges to decide
whether a case should be orally
argued than it takes to prepare
for and engage in oral argument
in nearly every case. Rather,
it would save the time and effort
of judges, not just in the courtroom
but also in having to prepare
for oral argument in fewer cases.
In conclusion, and at the risk
of being regarded as a heretic
among longtime Pennsylvania
practitioners who cannot contemplate
a better way than how things
have always been done, the time
has come to end the Superior
Court of Pennsylvania's practice
of allowing lawyers for the
parties to decide which appeals
should be orally argued. Instead,
that court should follow the
Third Circuit's approach, in
which the appellate judges have
the final say regarding whether
an appeal does or does not merit
oral argument.
This
article is reprinted with permission
from the December 8, 2003, issue
of The Legal Intelligencer ©
2003 NLP IP Company.